COMPLIANCE

REGULATORS

Helvetia Wealth AG is authorised and regulated under Swiss Law by the VQF Financial Services Standards Association. The company is fully authorised to act as an asset manager in Switzerland.

VQF Financial Services Standards Association
Baarerstrasse 112
P.O. Box
6302 Zug

Switzerland
www.vqf.ch

Helvetia Wealth (Liechtenstein) AG is authorised and regulated by the FMA (FinanzMarktAufsicht). The company under EU directive 93/22/EEC is authorised to operate in Ireland, Germany, Sweden and the United Kingdom. Helvetia Wealth (Liechtenstein) AG is a wholly owned subsidiary of Helvetia Wealth AG.

FMA Financial Market Authority Liechtenstein
Heiligkreuz 8
P.O. Box 684
LI-9490 Vaduz
Principality of Liechtenstein

www.fma-li.li

Furthermore Helvetia Wealth (Liechtenstein) AG is Member of the Association of Independent Asset Managers in Liechtenstein.

VuVL Verein unabhängiger Vermögensverwalter in Liechtenstein
[Association of Independent Asset Managers in Liechtenstein]
Plattenbach 30
FL-9496 Balzers
Principality of Liechtenstein
www.vuvl.li

Financial Services Authority UK
www.fsa.gov.uk

Bundesanstalt für Finanzdienstleistungsaufsicht
www.bafin.de

Irish Financial Services Regulatory Authority
www.ifsra.ie

The Netherlands Authority for the Financial Markets
www.afm.nl

MiFID - Markets in Financial Instruments Directive
"The EU Markets in Financial Instruments Directive (MiFID), is the most significant piece of European legislation for the capital market of recent years. It governs and harmonises the conditions for securities trading throughout Europe. MiFID is also intended to improve investor protection in Europe, through new conduct of business and transparency requirements, and to promote competition between trading platforms." (www.bafin.de)

Further information about MiFID and the corresponding documents issued by Helvetia Wealth can be found on this site soon.